Answer to Question #266912 in Finance for Jabs

Question #266912

Briefly explain the content and implications of the client investment mandate as prescribed by the FSCA (previously FSB).


1
Expert's answer
2021-12-06T17:30:58-0500

Financial regulations are intended to: enforce applicable laws; prosecute incidents of market misconduct; license financial service providers; safeguard clients; investigate complaints; and preserve trust in the financial system.


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